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Expertise

Compliance

Ensuring solutions comply with regulatory requirements and industry standards

The Compliance team is dedicated to protecting the reputation of the firm and its clients. It identifies regulatory requirements and assesses the potential risks to each business unit.

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Working closely with each group, Compliance seeks to ensure that Innocap’s activities are in line with regulatory requirements, assessing avenues to pursue global market opportunities by adopting industry standards. Compliance monitors regulatory trends and changes in all jurisdictions where the firm does business, and together with the other teams, mitigates the firm’s risk.